We work closely with our clients to help them fulfill their reporting responsibilities under the securities laws, helping them stay abreast of evolving SEC reporting requirements, the listing standards of the stock exchanges, and, when appropriate, new reporting requirements when proposed or adopted by the SEC.
Our attorneys prepare and review annual, quarterly and other periodic reports; proxy statements; Rule 144 transactions and reports under Section 13 and Section 16. In addition, our Compliance and Governance team provides board-level or C-suite advice regarding corporate governance and disclosure matters, including investor relations, proxy contests, takeover defense counseling, executive employment and compensation matters, incentive compensation, director fiduciary duty issues, and other trading policies and counseling.
We provide corporate governance and disclosure insights that are both practical due to serving as disclosure counsel to public companies throughout the United States and technical due to the team, which includes former senior attorneys at the U.S. Securities and Exchange Commission and state securities regulators.
