Experience
Procter & Gamble v. Bankers Trust
We were counsel for Procter & Gamble in litigation in 1994-96 against Bankers Trust arising out of two substantial derivatives contracts entered into by P&G. The litigation raised numerous issues of first impression involving the application of contract, fraud, negligence and fiduciary duty, federal and state securities and commodities and RICO law to derivatives contracts, and led to Sixth Circuit and Supreme Court decisions on issues including the discoverability of materials relating to Federal Reserve Board examination of regulated banks and the power of District Courts to enjoin publication of materials filed under seal under protective orders. The case involved massive discovery of hundreds of thousands of pages of documents and thousands of audiotapes and computer files, and required extensive computerization for discovery management. The matter settled shortly before trial, resulting in a $165 million recovery by P&G, the largest (in absolute or percentage terms) of any such publicly reported derivatives recovery.
Product Defect Case Involving Cladding Installed On a Home
We represented home owners in a highly contested and aggressively litigated product defect case associated with “EIFS” cladding installed on their residence. The manufacturer of the product contended that our clients’ claims were precluded by the terms of a class action settlement agreement. We obtained a favorable ruling from the court of appeals that our clients’ claims were not barred by the class action settlement. As a result of the favorable ruling from the court of appeals (upheld by the Supreme Court of Ohio), we were able to negotiate a favorable settlement to resolve the matter.
Product Defect Case Involving Marine Products
We represented an international motor vehicle manufacturer in a product defect case in Atlantic City, New Jersey involving allegedly defective marine products. Following the conclusion of a trial, the jury returned a verdict awarding the Plaintiff only nominal damages.
Product Liability Case Involving Vehicle Airbag
We represented an international motor vehicle manufacturer in a product liability personal injury action in Ohio. The Plaintiff asserted that the vehicle’s airbag system failed to deploy, and further asserted this alleged defect resulted in enhanced injuries arising from an automobile accident. By effectively developing persuasive expert witness testimony, we were able to reach a favorable settlement through a mediation session.
Product Liability Case Relating a Vehicle Fire
We presented a major automobile manufacturer in a product liability case in Hamilton County, Ohio arising out of a car fire. At the conclusion of the Plaintiff’s case-in-chief, the court granted our Motion for a Directed Verdict and dismissed all of the Plaintiff’s claims.
Product Liability Defense
We defended a large trucking company against product liability claims relating to the death of child. The child was struck by a waste-hauling truck manufactured in part by our client, and the plaintiffs alleged that the mirrors on the truck were insufficient in providing the driver with a clear rearward view. The garbage truck body manufacturer was named as a co-defendant in the lawsuit. We obtained a unanimous defense verdict on behalf of our client in state court.
Product Liability Litigation
The Kentucky Supreme Court in a unanimous opinion held that the doctrine of equitable estoppel did not bar a product manufacturer’s statute of limitations defense because of the manufacturer’s alleged concealment of product defects from governmental regulatory agencies. The Court also held that the discovery rule would not be extended to cases not involving latent injuries or illnesses, or professional malpractice.
Quantum Construction Company v. Board of Township Trustees of Anderson Township
Dinsmore & Shohl represented Quantum Construction Company ("Quantum") in a lawsuit filed against the Board of Township Trustees of Anderson Township ("Anderson Township") related to breach of contract and construction delay claims arising from Quantum's work as a general contractor on the construction of the Anderson Center. Anderson Township counterclaimed for more than one million dollars in liquidated damages pursuant to the parties' contract for construction delays. After significant litigation, Quantum favorably settled the case in return for a substantial payment by Anderson Township.
Recording Industry of America vs. Various Defendants in Ohio and Kentucky
Acted as counsel seeking to enjoin the illegal uploading and downloading of copyrighted music over the internet on peer to peer websites.
Recreational Vehicle Product Liability Litigation
Defending manufacturer of RV refrigerators in product liability cases.
Representation of Business Owners on Build-Outs
Represented business owners in disputes on build-outs on behalf of multiple restaurants, businesses and shopping complexes, including franchise-related clients.
Representation of Home Builders
Represented multiple home builders in claims throughout Ohio on multiple legal issues, lawsuits, mediations, arbitrations, liens and supplier disputes.
Restaurant Franchise Owner v. Landlord
In this dispute, we represented an owner of a restaurant franchise in a dispute against a landlord over a lease valued in excess of $5,000,000. Claims were made for breach of contract, injunctive relief and a declaratory judgment action. Following an injunction hearing in which our client was successful in enjoining the defendants, the case was settled.
Secured a $2.7 million verdict against Insight Communications in a lawsuit filed by a fleet maintenance company
Competition is fierce in the business world, and companies need to stay vigilant in ensuring that there is a level playing ground. When a fleet maintenance company in Louisville alleged that Insight Communications gave its fleet work to a former employee who was providing them kickbacks, they enlisted Dinsmore’s help. We represented Preferred Automotive Services, who had provided fleet maintenance services to Insight Communications before a former Preferred employee left to start his own fleet business. We alleged that Insight moved their fleet business to the former employee in exchange for free repairs on Insight managers’ personal vehicles, as well as cash and gift cards. During the course of the case, Insight hired an outside attorney to investigate the kickback allegations, but declined to release results of the report. Following a nine-day trial in the Jefferson County Circuit Court, a $2.7 million verdict was awarded to our client. In a separate lawsuit, our client also reached a settlement with the former employee.
SK Construction v. Municipality
Obtained jury defense verdict in matter involving several million dollars in claims against the owner by the prime contractor based on claims of breach of contract and project design issues which allegedly caused delay.
Solutia Inc. v. FMC Corporation
We advised the client with respect to all aspects of the case, which was originally filed in State Court in St. Louis, then dismissed and re-filed in the US Bankruptcy Court in NY following the client's Chapter 11 filing. The U.S. District Court withdrew the reference and assumed jurisdiction of the claims. We litigated these claims for a fraction of the cost that would have been incurred by New York counsel, and achieved a very favorable settlement for the client. The settlement was approved by the Bankruptcy Court without objection from any constituency in the bankruptcy. Following approval of the settlement by the Bankruptcy Court, all claims were dismissed.
State Agency Representation
As a former Ohio Assistant Attorney General, represented ODOT, DAS and numerous state agencies in the defense and prosecution of construction claims.
State of Ohio v. Marvin L. Warner, et al.
A significant and complex engagement in the wake of Ohio's savings and loan crisis in 1985. One of the state's largest savings banks, Home State, collapsed as a consequence of a massive fraud involving the fictitious trading by the bank in government securities through reverse repurchase agreements through a small Florida-based securities dealer. The collapse brought with it the collapse of the Ohio Deposit Guaranty Fund, the failure of numerous smaller savings institutions, and runs on many institutions.
Through passage of special legislation, the Ohio Attorney General was empowered to appoint an independent Special Prosecutor having criminal jurisdiction over the entirety of the state's savings and loans. Dinsmore & Shohl partner, Lawrence A. Kane, Jr. was named Special Prosecutor. He, in turn, assembled a staff led by his chief deputy, Dinsmore & Shohl partner, Mark A. Vander Laan, who had principal responsibility for presentation to a special grand jury, the litigation of the ensuing prosecution, and argument of the two cases which reached the Ohio Supreme Court, which in turn affirmed convictions of Home State's principals.
Over the course of five years, the team of Dinsmore attorneys, with the assistance of experienced former prosecutors, academics, and investigators assembled cases that led to the convictions and imprisonment of the owner of Home State (a former Ambassador to Switzerland), two of its former presidents, all of the surviving principals of ESM Government Securities, Inc., and the chief outside accountant for ESM; Restitution orders in excess of $100,000,000 were secured through the prosecutions. The four-month trial against Home State's owner and its two former presidents was the longest in Hamilton County, Ohio history.
Through passage of special legislation, the Ohio Attorney General was empowered to appoint an independent Special Prosecutor having criminal jurisdiction over the entirety of the state's savings and loans. Dinsmore & Shohl partner, Lawrence A. Kane, Jr. was named Special Prosecutor. He, in turn, assembled a staff led by his chief deputy, Dinsmore & Shohl partner, Mark A. Vander Laan, who had principal responsibility for presentation to a special grand jury, the litigation of the ensuing prosecution, and argument of the two cases which reached the Ohio Supreme Court, which in turn affirmed convictions of Home State's principals.
Over the course of five years, the team of Dinsmore attorneys, with the assistance of experienced former prosecutors, academics, and investigators assembled cases that led to the convictions and imprisonment of the owner of Home State (a former Ambassador to Switzerland), two of its former presidents, all of the surviving principals of ESM Government Securities, Inc., and the chief outside accountant for ESM; Restitution orders in excess of $100,000,000 were secured through the prosecutions. The four-month trial against Home State's owner and its two former presidents was the longest in Hamilton County, Ohio history.
Steadfast Insurance Company v. Eon Lab (KY)
Dinsmore & Shohl represented the Plaintiff, a British based plc, in insurance coverage litigation relating to the MDL Phen-Fen litigation. The case was settled.
Stock Purchase
Parties to corporate litigation settled their suit through partial sale, partial spinoff of key property in a stock purchase transaction.
Successfully defend client against product liability claim
We successfully defended our client, a mattress manufacturer, against a product defect claim. The plaintiff alleged our client sold a defective adjustable base, which caused injury. Product liability claims were dismissed on summary judgment.
Successfully defend client in USAID fund transfer
We successfully defended our client, a financial institution holding USAID grant funds. The federal government filed a multi-million dollar claim against our client and the account holder for allegedly wrongfully transferring funds received from a USAID grant to the account holder. The case resulted in our client not being liable for funds which it had transferred pursuant to a request from the account holder.
Superintendent of Insurance v. Insurance Company
Served as principal outside counsel to the Superintendent of Insurance as statutory liquidator of a failed property and casualty insurance company. Work has mainly consisted of assisting the Liquidator's assets collection efforts and the prosecution of litigation on behalf of the Liquidator against various debtors of the insolvent insurer and parties responsible for the failure of the insurer. The litigation has included suits against the insurer's: directors and officers, insurance liability carrier for the directors and officers, employee theft insurance carrier, parent and affiliated companies, financial auditor, and various of the insurer's agents and high deductible insureds. In addition to assisting the Liquidator in prosecuting claims against others, we have assisted the Liquidator in defending claims against the liquidation estate, including lawsuits and claims filed by the Bankruptcy Trustee of the insurer's parent company, claims filed by another insurance company, and assessments made by the IRS. Also have assisted the Liquidator in running out the affairs of the insurance company, such as terminating the insurance company's pension plan, and in administering the liquidation proceeding, such as developing the statutorily required early distribution plan for state insurance guaranty funds.
Tax Litigation
Amicus representation in United States Court of Appeals for the Sixth Circuit concerning whether the IRS appropriately charged heavy truck excise taxes on heavy-truck chassis, when the vehicles were specially designed for off-highway use, even though they could be operated on highways.
The Dietz Company, Inc. v. IPC Power Resistors International, Inc., State of Wisconsin, Circuit Court, Waukesha County Case No. 01-CV-00373
After trial, obtained dismissal of claim brought by former salesman who alleged that he was entitled to certain protections under Wisconsin Statutes and Kentucky law. The salesman argued that his termination was improper and that he was entitled to substantial damages.
The Procter & Gamble Company v. Paul Stoneham
Dinsmore & Shohl represented The Procter & Gamble Company in a lawsuit against a former employee for violation of The Procter & Gamble Non-Competition Agreement and the Ohio Trade Secrets Act. The Court of Appeals adopted the doctrine of inevitable use and upheld the validity of The Procter & Gamble Non-Competition Agreement.
Thomas & King, Inc. v. Ronald T. Reynolds consolidated with Ronald T. Reynolds v. Thomas & King, Inc.
These consolidated cases concerned allegations by a minority shareholder of Thomas & King, Inc., the country's 8th largest restaurant franchise company, of improper management and self-dealing by our clients, members of the company's Board of Directors. Among the contested actions is a share offering plan that resulted in the ownership dilution of the minority shareholder and the cessation of payments to the minority shareholder under a non-compete agreement. Dinsmore took the lead on all discovery matters, managed a document production comprising well over two hundred thousand pages in paper and electronic form, and handled all aspects of discovery involving seven expert witnesses on valuation, corporate governance and restaurant-related issues. We won a motion to dismiss several counts of the plaintiff's Amended Complaint, and a motion for summary judgment on specific allegations of wrongdoing, resulting in the dismissal of all derivative claims and a limitation of direct claims to those relating solely to the share offering. Our Daubert motion succeeded in precluding any testimony from the minority shareholder's liability expert. We filed new dispositive motions on the remaining claims. The matter settled a few weeks prior to trial.
Thomas and Marker Construction v. Big Box Retailer
Plaintiff claimed complex construction contract was misleading and did not fairly advise Plaintiff of site existing conditions which increased Plaintiff's costs to build the project.
Thoracic and Cardiovascular Associates v. Charleston Area Medical Center and Charleston Area Medical Center v. Rashid
Mr. O'Neil and Ms. Bentz represented the state's largest hospital in state litigation brought by cardiovascular surgeons on the hospital's Medical Staff demanding $2,000 per day to provide on-call coverage to the hospital's trauma center and in related federal litigation brought by the hospital against the cardiovascular surgeons for alleged price fixing and an alleged concerted refusal to deal.
Ticona Polymers, Inc. v. Solutia, Inc.
This case involved claims of breach of contract and breach of duty of good faith and fair dealing over a dispute involving a long term supply contract. The matter was disposed of on summary judgment; an appeal is pending.
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