Publications December 28, 2023 – Legal Alerts Private Investment Funds: Assess Your Structures and Prepare for Corporate Transparency Act Compliance David J. Lavan & Caroline Rice November 8, 2023 – Articles DOJ Offers ‘Stay Out of Jail Free Card’ for Successor Liability BankDirector.comMichael Dailey and David Lavan October 19, 2023 – Legal Alerts The SEC Shortens the Time to Report Going Long David J. Lavan and Febin Abraham October 9, 2023 – Legal Alerts Disclose for Declination – DOJ Announces New Safe Harbor Policy for Voluntary Disclosures in Mergers & Acquisitions David J. Lavan and *Caroline Rice September 1, 2023 – Legal Alerts SEC Adopts Significant New Rules for Private Fund Advisers David J. Lavan August 4, 2023 – Legal Alerts More Disclosures Required for Public Companies with the SEC’s New Cybersecurity Rules David Lavan and Marisa Bens June 13, 2023 – Legal Alerts Regula Interruptus – Share Repurchase Disclosure Rule Delayed? David J. Lavan and Alex J. Albers March 2, 2023 – Legal Alerts SEC Commissioner Discusses Reform to Regulation D David Lavan & Alex Albers February 16, 2023 – Analysis 2023’s Proxy Season and Annual Report Guide David Lavan, Christian Gonzalez, Caitlin Throne, Lindsey Adams and Marisa Bens December 21, 2022 – Legal Alerts The SEC Raises the Bar for Insiders and Issuers Regarding Rule 10b5-1 Plans David J. Lavan and Marisa E. Bens December 8, 2022 – Articles Now You See It, Now You Don’t: SEC’s Final Rule on Clawback Policies David J. Lavan and Alex Albers October 5, 2022 – Articles Get Ready! New SEC Disclosure Rules are Coming David Lavan and Lindsey Adams* March 25, 2022 – Articles SEC Registrants Should Prepare Now for Proposed Climate-Related Disclosure Rules Derrick Hou and David Lavan January 28, 2022 – Articles A Proxy Season and Annual Report Guide to 2022 David Lavan & P. Danielle Cortez November 1, 2021 – Articles SEC Continues to Drive ESG—More Steps Toward Climate Change Disclosure David J. Lavan and Caitlin Throne October 21, 2021 – Articles Navigating the SEC’s Renewed Clawback Rule Proposal David J. Lavan and Caitlin Throne October 6, 2021 – Articles SEC Continues to Drive ESG — Climate Change Disclosure Takes the Wheel David J. Lavan and Caitlin Throne* August 26, 2021 – Articles Open Banking – An Endeavor of Competing Goals Michael G. Dailey, David J. Lavan and Lindsey Adams* August 19, 2021 – Articles SEC Continues to Drive ESG -- Approves Nasdaq’s Board Diversity Listing Standards David J. Lavan and Tammy R. Bennett March 22, 2021 – Articles ESG as the Prism For Change – the SEC Targets Proxy Voting David Lavan and Madison Rittley March 17, 2021 – Articles More ESG Signals from the SEC David J. Lavan March 8, 2021 – Articles Should I Notify CFIUS of My Transaction? David J. Lavan, Ashley Durner* and Derrick Hou* March 5, 2021 – Articles The SEC Signals ESG as an Enforcement and Disclosure Priority David J. Lavan January 13, 2021 – Insight A Proxy Season and Annual Report Guide to 2021 David J. Lavan and P. Danielle Cortez November 5, 2020 – Legal Alerts SEC Disclosure Requirement Amendments to Regulation S-K: Description of Business, Legal Proceedings, and Risk Factors David J. Lavan and Bradley M. Thompson October 16, 2020 – Legal Alerts CFIUS: Now More Complicated and More Expensive David J. Lavan and Harvey Jay Cohen October 13, 2020 – Legal Alerts Securities and Exchange Commission Rescinds Guide 3 David J. Lavan and P. Danielle Cortez September 11, 2020 – Legal Alerts Everybody in the Pool! – The SEC expands the definition of Accredited Investor Madison A. Rittley, David J. Lavan and Christian Gonzalez March 27, 2020 – Legal Alerts SEC Announces COVID-19-Related Relief David J. Lavan January 7, 2020 – Legal Alerts A Proxy Season Guide to 2020 David J. Lavan, P. Danielle Cortez and Christian Gonzalez Page 1 of 2 Next
December 28, 2023 – Legal Alerts Private Investment Funds: Assess Your Structures and Prepare for Corporate Transparency Act Compliance David J. Lavan & Caroline Rice
November 8, 2023 – Articles DOJ Offers ‘Stay Out of Jail Free Card’ for Successor Liability BankDirector.comMichael Dailey and David Lavan
October 19, 2023 – Legal Alerts The SEC Shortens the Time to Report Going Long David J. Lavan and Febin Abraham
October 9, 2023 – Legal Alerts Disclose for Declination – DOJ Announces New Safe Harbor Policy for Voluntary Disclosures in Mergers & Acquisitions David J. Lavan and *Caroline Rice
September 1, 2023 – Legal Alerts SEC Adopts Significant New Rules for Private Fund Advisers David J. Lavan
August 4, 2023 – Legal Alerts More Disclosures Required for Public Companies with the SEC’s New Cybersecurity Rules David Lavan and Marisa Bens
June 13, 2023 – Legal Alerts Regula Interruptus – Share Repurchase Disclosure Rule Delayed? David J. Lavan and Alex J. Albers
March 2, 2023 – Legal Alerts SEC Commissioner Discusses Reform to Regulation D David Lavan & Alex Albers
February 16, 2023 – Analysis 2023’s Proxy Season and Annual Report Guide David Lavan, Christian Gonzalez, Caitlin Throne, Lindsey Adams and Marisa Bens
December 21, 2022 – Legal Alerts The SEC Raises the Bar for Insiders and Issuers Regarding Rule 10b5-1 Plans David J. Lavan and Marisa E. Bens
December 8, 2022 – Articles Now You See It, Now You Don’t: SEC’s Final Rule on Clawback Policies David J. Lavan and Alex Albers
October 5, 2022 – Articles Get Ready! New SEC Disclosure Rules are Coming David Lavan and Lindsey Adams*
March 25, 2022 – Articles SEC Registrants Should Prepare Now for Proposed Climate-Related Disclosure Rules Derrick Hou and David Lavan
January 28, 2022 – Articles A Proxy Season and Annual Report Guide to 2022 David Lavan & P. Danielle Cortez
November 1, 2021 – Articles SEC Continues to Drive ESG—More Steps Toward Climate Change Disclosure David J. Lavan and Caitlin Throne
October 21, 2021 – Articles Navigating the SEC’s Renewed Clawback Rule Proposal David J. Lavan and Caitlin Throne
October 6, 2021 – Articles SEC Continues to Drive ESG — Climate Change Disclosure Takes the Wheel David J. Lavan and Caitlin Throne*
August 26, 2021 – Articles Open Banking – An Endeavor of Competing Goals Michael G. Dailey, David J. Lavan and Lindsey Adams*
August 19, 2021 – Articles SEC Continues to Drive ESG -- Approves Nasdaq’s Board Diversity Listing Standards David J. Lavan and Tammy R. Bennett
March 22, 2021 – Articles ESG as the Prism For Change – the SEC Targets Proxy Voting David Lavan and Madison Rittley
March 8, 2021 – Articles Should I Notify CFIUS of My Transaction? David J. Lavan, Ashley Durner* and Derrick Hou*
March 5, 2021 – Articles The SEC Signals ESG as an Enforcement and Disclosure Priority David J. Lavan
January 13, 2021 – Insight A Proxy Season and Annual Report Guide to 2021 David J. Lavan and P. Danielle Cortez
November 5, 2020 – Legal Alerts SEC Disclosure Requirement Amendments to Regulation S-K: Description of Business, Legal Proceedings, and Risk Factors David J. Lavan and Bradley M. Thompson
October 16, 2020 – Legal Alerts CFIUS: Now More Complicated and More Expensive David J. Lavan and Harvey Jay Cohen
October 13, 2020 – Legal Alerts Securities and Exchange Commission Rescinds Guide 3 David J. Lavan and P. Danielle Cortez
September 11, 2020 – Legal Alerts Everybody in the Pool! – The SEC expands the definition of Accredited Investor Madison A. Rittley, David J. Lavan and Christian Gonzalez
January 7, 2020 – Legal Alerts A Proxy Season Guide to 2020 David J. Lavan, P. Danielle Cortez and Christian Gonzalez