Experience
Stock-for-Stock Tax Free Merger
Represented a large publicly-held savings and loan holding company in its acquisition by a larger publicly-held bank holding company in a stock-for-stock tax free merger.
Stock-for-Stock Tax Free Merger
Represented a publicly-held savings and loan company in its acquisition by a larger publicly-held bank holding company in a stock-for-stock tax free merger.
Subordinated Debt and Equity Capital Infusion
Private placement of convertible debt, preferred equity and warrant package.
Subordinated Debt and Equity Capital Infusion
Private placement of convertible debt, preferred equity and warrant package.
Venture Capital Financing
Represented B2B e-commerce seller of promotional goods seeking $2,000,000 in first round venture capital funding.
Venture Capital Financing
Represented the company in obtaining $3,000,000 in "D" round preferred stock financing from venture funds.
Venture Capital Financing
Represented a small public company in a $10,000,000 private investment public equity, or "PIPE", financing.
Venture Capital Financing
Represented venture capital fund with focus on minority-owned businesses in early round convertible debentures and warrants.
Venture Capital Investment
Represented management consulting firm in receipt of capital investment from Goldman Sachs.
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