Experience
Hedge Fund Formation
Represented registered investment adviser in forming a $125,000,000 hedge fund specializing in New Zealand and Australian investments.
Asset Sale
Represented a software development company in the sale of business in order to settle litigation between hostile shareholders.
Cash Merger
Acquisition of venture-funded imaging software company by cash merger.
Venture Capital Financing
Represented group venture funds in $15,000,000 "A" round preferred stock financing of North Carolina biotech firm.
Asset Sale
Represented distressed holding company in $30,000,000 divestiture of basketball equipment manufacturing business.
Asset Sale
Represented distressed holding company in $15,000,000 divestiture of non-core services business.
Bankruptcy Emergence, Corporate Restructuring and Financing
Represented Chapter 11 debtor in submission of reorganization plan and receipt of $75,000,000 emergence financing.
Commercial Loan Refinancing
Represented the borrower in a $15,000,000 commercial loan refinancing transaction.
Divesture of Business Units By Chapter 11 Debtor
Represented Chapter 11 debtor in the $25,000,000 sale of numerous non-core businesses in court-approved transaction.
Internal Reorganization
Represented a U.S. company with complex U.S., Canadian and Swiss corporate structure in reorganizing as necessary to preserve U.S. tax benefits from pre-Chapter 11 losses.
Represented an Automotive Manufacturer in a Multimillion Dollar Real Estate Leaseback
Our client, an automotive component parts manufacturer, made the strategic financial decision to sell substantial real estate holdings valued at approximately $25 million to a REIT and subsequently lease those properties back under a long-term tenancy. We assisted in the drafting and negotiation of the definitive purchase and sale agreement, the master lease agreement and all associated ancillary documents and deliverables. Simultaneously, our firm represented the auto parts manufacturer in an asset-based financing arrangement and a specialty asset financing arrangement, each of which included closing of the sale-lease transaction as a condition. This required careful coordination among multiple practice groups and team members within the firm to ensure these separate but interdependent transactions all came to fruition in sync and under favorable terms for our client.
Public Company Asset Sale
Represented a publicly-held company in the sale of portfolio business in a cash for assets transaction with a principal competitor.
Represent Client in Contract Disputes
Seth Schwartz represents EGI in disputes concerning EGI’s contract disputes. For example, Mr. Schwartz represented EGI on two occasions when third party companies failed to deliver services related to equipment specifically designed to operate on EGI’s manufacturing process lines. Mr. Schwartz also represented EGI when a contractor failed to deliver on services related to reconstruction of certain real estate assets as promised.
Represent Clients in Multiple Matters Including Regulatory Litigation
Chuck Hertlein and Seth Schwartz have represented Vantage Financial Advisers, a financial advisory firm, in multiple matters including regulatory litigation and claims brought by clients related to investment losses outside of Vantage’s control.
Strategic Acquisition of Workflow One for $218 Million by Standard Register
The opportunity, and the ability, to grow is an important factor in the success of any business, especially in an increasingly-competitive marketplace. We advised Standard Register, formerly one of the world’s leading providers of printing and business communication solutions, throughout their purchase of Workflow One, a print management and distribution company. The value of all consideration and financing totaled in excess of $350 million.
Cross-Border Acquisition by Merger and Stock Purchase
Asset Sale for Cash
Asset Purchase
Asset Purchase
Asset Purchase
Asset Purchase
Asset Purchase
Asset Sale
Asset Sale
Asset Sale
Cash Merger
Cash Merger
Cash Merger
Debt / Equity Financing
Initial Public Offering
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