We provide a unique insight and perspective in securities law that has produced results in public equity and debt offerings, private placements, public company reporting requirements, mergers and acquisitions, and other capital market transactions, as well as serving as disclosure counsel for public companies, advising private companies how to comply with various state and federal securities laws related to capital raising, and advising broker/dealers and investment advisers regarding various compliance and investment matters.

Combining the firm’s long history of serving as outside counsel or supplementing clients’ in-house counsel with seconded associates and partners with a team that includes former U.S. Securities and Exchange Commission senior attorneys and state securities regulators, we regularly field client teams that understand the nuances of our clients’ operations and the securities regulatory framework with which they need to comply. Based on their practical know how and nuance industry understanding, our attorneys provide actionable answers and explain to clients where that answer lies on the risk spectrum within their industry. We represent domestic and foreign securities issuers; sellers and investors; established public companies and start-up or emerging-growth companies; entrepreneurs; investment banks; public and private pension funds and other institutional investors; and the shareholders, directors, and officers of private and public companies.

As a firm, our goal is to help clients close transactions efficiently and effectively comply with the various nuances of the federal and state securities laws so clients can continue to focus on operating their business.